Broker Check

Sample Planning Engagements


This is our most popular engagement.  We look at all of your retirement savings and your desired retirement lifestyle and work with you to tailor a plan that meets your goals. 

  • Development of risk profile
  • Retirement savings needs calculated
  • Retirement income planning for those at or near retirement
  • Review of retirement Income sources including Social Security
  • Review of tax efficiency of retirement savings and retirement income
  • Analysis of current investments
  • Asset allocation and investment recommendations for IRA's, employer retirement plans and taxable accounts
  • Insurance needs analysis
  • College Planning
  • Ongoing communication and resources are available for one year following engagement.


The financial check-up is a broad overview of your current financial situation.  It is less detailed than the retirement planning and investment analysis. 

  • Development of a risk profile
  • Net Worth and Budget analysis
  • Retirement account/401(k) investment choices are discussed, but it doesn’t include specific   investment recommendations
  • Insurance / Benefits discussion


Annual updates are important to the long-term success of your financial plan.  Each year we take a fresh look at your situation and create a new analysis to see if you are on track to achieve your financial goals.

  • Market update and tactical asset allocation recommendations.
  • Portfolio review and rebalance if necessary.
  • Update your plan based on life changes, and revise projections based on actual savings and investment performance.